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Outline of a mate's receipt for cargo ships employment

A mate’s receipt is a receipt, issued and signed by the carrying ship’s chief mate (or the ship’s agent on his behalf), for goods received on board.

It may be encountered in virtually any conventional trade (general cargo, dry bulk or tanker), but has been replaced in the liner trades (i.e. container and ro-ro shipping) by a more modern document, the Standard Shipping Note.

It is the document on which the details entered on the bill of lading are based; the information on both mate’s receipt and bill of lading should therefore be identical. The mate’s receipt should not be copied directly from the shipping note presented when the goods are brought alongside, but should be compiled from a ship’s tally or measurement and show the actual quantity and condition of the goods as received. should, when the condition or quantity of the cargo justifies it, be endorsed with remarks such as “torn bags”, “stained bales”, “rusty drums”, etc. and should, where the ship’s and shipper’s tallies disagree, be made out for the smaller figure, with the clause “X more (drums) in dispute; if onboard to be delivered”, “X” being the difference between the tallies.



It will normally be on the shipowner’s form, in a triplicate pad or book kept on board. The original should be given to the person delivering the goods to the ship, a copy should go to the agent, and a second copy should be retained in the pad on the ship for comparing with bills of lading before signature, and for use in compiling the cargo plan.

It is not a document of title to the goods shipped and does not pass any title by its endorsement or transfer.

In ports and trades where mate’s receipts are used, the shipper must usually present the signed mate’s receipt to the agent in order to be issue with the signed set of original bills of lading before the vessel sails.

Function of Mate's receipt defending claims

Goods or packages received in unsound condition clearly cannot be delivered in a sound condition. Therefore, it is essential to maintain a careful watch during loading for any packages which may have been tampered with, which are improperly or inadequately protected, broken, leaking, damaged, repaired, spilled, torn or stained. Such packages should be rejected unless reconditioning is an option. Care should, of course, be taken to see that any packages for which Mate's receipts (see below) have been issued but for some reason have been returned ashore and then reloaded, are still in good condition.

The Mate's receipt is given for goods actually received on board and is given up to the agent or broker authorised to issue the Bill of Lading.

The Mate's receipts are often the shipowner's first line of defence in defending a cargo claim for damage or shortage. It is essential that the receipts are accurate and correctly reflect the quantity and condition of the cargo received on board.

Where it is practical for the ship's staff to carry out a tally, the total received on board may differ from charterers' or shippers' tallies. The lower quantity should be stated on the receipt and claused, for example, "23,850 bags received on board. 150 bags in dispute, to be delivered if found on board at discharge".

It is more difficult to verify the quantity of cargo on board a bulk carrier, particularly as it may be impossible for the Master to carry out a draft survey to compare with the shippers' figures. For example, the ship may be loading at a roadstead, where the weather and sea conditions would render the survey inaccurate. The only practical remedy is to endorse the Mate's receipts showing shippers' figures, "weight, measure, quantity, quality, conditions, contents and value unknown to the vessel and owners". A partial, practical remedy may be for the ship's hatches and cargo accesses to be sealed and certified by an independent surveyor appointed by the owners P&I Club.

A surveyor should be appointed at the discharge port to certify that seals are intact before breaking bulk with receivers/charterers invited to attend the verification, although it may be found that the charterers' representative seldom appears. The Master should keep a written sequence of events at load ports and make annotations in the deck log book. His letter of authority to agents to sign bills of lading on his behalf must state that they are to be issued in strict conformity with remarks on the Mate's receipts. Charterers' attempt to word the authority "Mate's receipts or tallies" should be resisted as they may attempt to use the tallies issued clean rather than the claused Mate's receipts.

Cargo arriving at shipside in a damaged condition should be rejected. It is fraud to sign Mate's receipts that do not reflect the true condition of the cargo. The rejection of bagged cargo or packaged goods for mould, wet damage or leakage, is relatively straightforward. However, this may not always be practical with limited ship's staff and six hatches being loaded with bagged commodities.

Often, it is not possible to verify the condition of the contents within the packaging; rice may be infested, and coffee may be mouldy, for example. The best the ship's staff can do, is to be vigilant and exercise due diligence. If there is a problem, this should be drawn to the attention of the shipper or charterer. The Mate's receipts should be signed in good faith and endorsed, "... quality, condition, contents and value unknown..."

Cargo tallying

It is impossible for ship's staff to efficiently tally loading and/or discharge of cargo except in circumstances involving small parcels such as mail or bullion. In some ports it will be sensible for the ship to employ tally clerks independent of any employed by the shipper or receiver to ensure that the ship has figures to defend any shortage claim. Even this may not be sufficient in some jurisdictions and the Master should consult his P&I Club to ensure that the best course of action is followed in a particular port.

If tally clerks are employed jointly by shipper and owner, the clerk's receipt may be accepted in place of the Mate's receipt and spot checks by ship's staff on the accuracy of the tally are a sensible precaution. The ship's tally should be taken on board both for loading and discharge and not ashore or in a lighter as the ship's liability usually commences and ceases when the cargo passes over the ship's rail. Tally records should be retained on board for defence in the event of a claim against the ship.

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